Adviser/manager duties

Account must always be taken of certain (unwritten) duties, irrespective of whether you are dealing with a full asset management mandate or mere investment advice. They are the following:

  • Individual, customised advice or investment strategy
  • Independence: no conflicts of interest
  • Integrity
  • Transparency

In this chapter you get the following information:

  1. Specific duties
  2. Violation of duty
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